12.6M XNAS Volume
XNAS 04 Apr, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Saul B. Rosenthal | Director, President | Purchase of securities on an exchange or from another person at price $ 5.08 per share. | 17 Dec 2024 | 2,960,000 | 5,474,887 (7%) | 4% | 5.1 | 15,036,800 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.08 per share. | 17 Dec 2024 | 2,960,000 | 7,824,728 (11%) | 4% | 5.1 | 15,036,800 | Common Stock |
| Saul B. Rosenthal | Director, President | Purchase of securities on an exchange or from another person at price $ 5.40 per share. | 28 May 2024 | 2,315,000 | 2,315,000 (3%) | 3% | 5.4 | 12,501,000 | Common Stock |
| Saul B. Rosenthal | Director, President | Purchase of securities on an exchange or from another person at price $ 5.40 per share. | 28 May 2024 | 2,315,000 | 2,514,887 (3%) | 3% | 5.4 | 12,501,000 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 5.40 per share. | 28 May 2024 | 4,630,000 | 4,864,728 (6%) | 6% | 5.4 | 25,002,000 | Common Stock |
| Mark J. Ashenfelter | Director | Purchase of securities on an exchange or from another person at price $ 5.18 per share. | 10 Mar 2023 | 6,000 | 30,000 (0%) | 0% | 5.2 | 31,073 | Common Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 2.29 per share. | 18 Mar 2020 | 24,728 | 234,728 (0%) | 0% | 2.3 | 56,642 | Common Stock |
| Saul B. Rosenthal | Director, President | Purchase of securities on an exchange or from another person at price $ 2.36 per share. | 18 Mar 2020 | 37,187 | 199,887 (0%) | 0% | 2.4 | 87,795 | Common Stock |
| Bruce L. Rubin | CFO, SEC, TREAS | Other type of transaction at price $ 25.06 per share. | 12 Mar 2020 | 1,495 | 3,005 | - | 25.1 | 37,461 | 7.50% Series 2023 Term Preferred Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Other type of transaction at price $ 25.06 per share. | 12 Mar 2020 | 21,474 | 42,970 | - | 25.1 | 538,078 | 7.50% Series 2023 Term Preferred Stock |
| Saul B. Rosenthal | Director, President | Other type of transaction at price $ 25.06 per share. | 12 Mar 2020 | 14,011 | 28,211 | - | 25.1 | 351,076 | 7.50% Series 2023 Term Preferred Stock |
| Saul B. Rosenthal | Director, President | Purchase of securities on an exchange or from another person at price $ 5.00 per share. | 12 Mar 2020 | 31,000 | 161,000 (0%) | 0% | 5.0 | 154,938 | Common Stock |
| Saul B. Rosenthal | Director, President | Purchase of securities on an exchange or from another person at price $ 5.05 per share. | 12 Mar 2020 | 1,700 | 162,700 (0%) | 0% | 5.0 | 8,579 | Common Stock |
| John Reardon | None | Purchase of securities on an exchange or from another person at price $ 9.30 per share. | 13 Feb 2020 | 3,000 | 6,000 (0%) | 0% | 9.3 | 27,900 | Common Stock |
| David S. Shin | None | Purchase of securities on an exchange or from another person at price $ 9.32 per share. | 07 Feb 2020 | 3,000 | 5,728 (0%) | 0% | 9.3 | 27,960 | Common Stock |
| Saul B. Rosenthal | Director, President | Purchase of securities on an exchange or from another person at price $ 25.48 per share. | 25 Nov 2019 | 20,000 | 42,222 (0%) | 0% | 25.5 | 509,604 | 7.50% Series 2023 Term Preferred Stock |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 25.48 per share. | 25 Nov 2019 | 20,000 | 64,444 (0%) | 0% | 25.5 | 509,604 | 7.50% Series 2023 Term Preferred Stock |
| John Reardon | None | Purchase of securities on an exchange or from another person at price $ 9.85 per share. | 30 Aug 2019 | 3,000 | 3,000 (0%) | 0% | 9.8 | 29,538 | Common Stock |
| Mark J. Ashenfelter | None | Purchase of securities on an exchange or from another person at price $ 7.60 per share. | 20 Dec 2018 | 3,000 | 18,000 (0%) | 0% | 7.6 | 22,800 | Common Stock |
| David S. Shin | None | Purchase of securities on an exchange or from another person at price $ 10.12 per share. | 27 Feb 2018 | 2,000 | 2,000 (0%) | 0% | 10.1 | 20,234 | Common Stock |
| Saul B. Rosenthal | Director, President | Purchase of securities on an exchange or from another person at price $ 9.79 per share. | 22 Jun 2017 | 20,000 | 130,000 (0%) | 0% | 9.8 | 195,800 | Common Stock |
| Mark J. Ashenfelter | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 20 Aug 2015 | 2,500 | 15,000 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO & Corp. Secretary | 11 Mar 2014 | 10,000 | 0 | - | - | Subscription Rights | ||
| Patrick F. Conroy | CFO, CCO & Corp. Secretary | 11 Mar 2014 | 5,000 | 35,000 | - | - | Common Stock | ||
| Saul B. Rosenthal | Director, President | 11 Mar 2014 | 10,000 | 110,000 | - | - | Common Stock | ||
| Saul B. Rosenthal | Director, President | 11 Mar 2014 | 20,000 | 0 | - | - | Subscription Rights | ||
| Jonathan H. Cohen | Chief Executive Officer | 11 Mar 2014 | 20,000 | 0 | - | - | Subscription Rights | ||
| Jonathan H. Cohen | Chief Executive Officer | 11 Mar 2014 | 10,000 | 210,000 | - | - | Common Stock | ||
| Mark J. Ashenfelter | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 07 Mar 2014 | 2,500 | 12,500 | - | - | Common Stock | |
| Mark J. Ashenfelter | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 19 Dec 2013 | 1,000 | 10,000 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Corp Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Dec 2013 | 2,000 | 23,000 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Corp Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Dec 2013 | 1,000 | 25,000 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Corp Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Dec 2013 | 4,000 | 29,000 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Corp Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Dec 2013 | 1,000 | 24,000 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Corp Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Dec 2013 | 600 | 30,000 | - | - | Common Stock | |
| Patrick F. Conroy | CFO, CCO and Corp Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Dec 2013 | 400 | 29,400 | - | - | Common Stock | |
| Jonathan H. Cohen | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Nov 2013 | 44,444 | 44,444 | - | - | 7.50% Series 2023 Term Preferred Stock | |
| Saul B. Rosenthal | Director, President | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Nov 2013 | 22,222 | 22,222 | - | - | 7.50% Series 2023 Term Preferred Stock | |
| Patrick F. Conroy | CFO, CCO, & Corp Secretary | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 18 Nov 2013 | 10,000 | 10,000 | - | - | 7.50% Series 2023 Term Preferred Stock |